Wealth Management, Compliance Advisory VP - London

Job Title: Wealth Management, Compliance Advisory VP - London
Contract Type: Permanent
Location: City of London, London
Salary: £80000 - £100000 per annum
Reference: BBBH15143_1495817106
Contact Name: Tom Warren
Contact Email:
Job Published: May 26, 2017 17:45

Job Description

The Bank

You will join a Wealth Manager that has a market leading presence, servicing ultra-high net worth individuals with a broad range of structured products and investment funds.

This role sits in a dynamic and highly skilled team who focus solely on Compliance Advisory to members of the front office and other support functions.

Key Responsibilities

You will work in a broad Compliance Advisory VP role, ensuring the business adheres to UK and European regulatory requirements. Specifically your responsibilities will include:

  • Approval of financial promotions
  • Participating and leading internal investigations
  • Providing Compliance training when necessary
  • Responding to business queries relating to Compliance matters
  • Review of regulatory publications to evaluate the impact on the business

Your Background

  • Wealth Management or Private Banking Compliance experience. Ideally this Compliance experience will include Advisory.
  • Understanding of Wealth Management Products, including mutual funds, structured products and alternative investments

If you feel you have the relevant experience for this newly created opportunity then please apply to have your CV sent to Tom Warren, Regulatory Compliance Consultant at Twenty Recruitment.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.