VP Corporate Finance Compliance Advisory - Banking - New York

Job Title: VP Corporate Finance Compliance Advisory - Banking - New York
Contract Type: Permanent
Location: New York, USA
Salary: US$120000.00 - US$175000.00 per year + bonus
Reference: BBBH15001_1505414445
Contact Name: Ben Ellison
Contact Email:
Job Published: September 14, 2017 19:40

Job Description

Our client, a global investment bank, is looking for a VP - Sales & Trading Compliance Advisory profile in New York City. The role will essentially provide compliance advisory services for the corporate finance business lines by providing real-time compliance advice to investment banking, leveraged finance, equity and debt capital markets (DCM).

The ideal candidate will have:

  • Experience developing and implementing policies and procedures in capital markets.
  • Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge of FINRA regulations
  • Experience providing regulatory, legal and compliance advice to market sales and trading - fixed income and equities sales - Debt Capital Markets (DCM) Required
  • J.D. preferred

This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.

To learn more about this opportunity and others like it please email or call Ben Ellison on +1 646-766-1212.