VP Corporate Finance Compliance Advisory - Banking - New York

Job Title: VP Corporate Finance Compliance Advisory - Banking - New York
Contract Type: Permanent
Location: New York
Salary: US$120000.00 - US$175000.00 per annum + bonus
Reference: BBBH15001_1493236291
Contact Name: Ben Ellison
Contact Email:
Job Published: April 26, 2017 20:51

Job Description

Our client, a global investment bank, is looking for a VP - Corporate Finance Compliance Advisory profile in New York City. The role will essentially provide compliance advisory services for the corporate finance business lines by providing real-time compliance advice to investment banking, leveraged finance, equity and debt capital markets (DCM).

The ideal candidate will have:

  • Experience developing and implementing policies and procedures in capital markets.
  • Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge of FINRA regulations
  • Experience providing regulatory, legal and compliance advice to market sales and trading - fixed income and equities sales - Debt Capital Markets (DCM) Required
  • J.D. preferred

This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212