We are partnering with an institutional brokerage and investment banking firm to identify a trade compliance associate to join their dynamic team here in NY. As a part of the compliance team, this individual will work directly with the head of Trading Compliance to ensure that surveillance and regulatory standards are met.
The ideal candidate will have:
- Prior exposure to trade room activities
- Series 7 certification
- Great interpersonal skills and work ethic
If interested, feel free to contact Caroline Teleisha at +1 646 766 1217 for more information.