Trade Compliance Associate - Financial Services - New York

Job Title: Trade Compliance Associate - Financial Services - New York
Contract Type: Permanent
Location: New York, USA
Salary: US$70000.00 - US$90000 per year + bonus
Reference: BBBH15558_1497457170
Contact Name: Caroline Teleisha
Contact Email:
Job Published: June 14, 2017 17:19

Job Description

We are partnering with an institutional brokerage and investment banking firm to identify a trade compliance associate to join their dynamic team here in NY. As a part of the compliance team, this individual will work directly with the head of Trading Compliance to ensure that surveillance and regulatory standards are met.

The ideal candidate will have:

  • Prior exposure to trade room activities
  • Series 7 certification
  • Great interpersonal skills and work ethic

If interested, feel free to contact Caroline Teleisha at +1 646 766 1217 for more information.