Senior Compliance Officer - Financial Services - Boston

Job Title: Senior Compliance Officer - Financial Services - Boston
Contract Type: Permanent
Location: Boston, Massachusetts
Salary: US$75000.00 - US$95000.00 per year + bonus
Reference: BBBH15627_1498163515
Contact Name: Ben Ellison
Contact Email:
Job Published: June 22, 2017 21:31

Job Description

Our client, a global, independent, brokerage and investment-banking firm, is looking to recruit a Senior Compliance Officer in Boston.

The successful candidate for this position will play an active role in the surveillance and regulatory compliance efforts for the firm.

The ideal candidate will have:

  • Three - Five years compliance experience;
  • Generalist Broker/dealer compliance background;
  • Control Room Compliance (Investment banking/Research) a plus but not a requirement.
  • Series 7 & 24 preferred;

You will need to possess a strong academic profile, excellent organizational & communication as well as the ability to take initiative and assume responsibility.

This position offers outstanding career progression and development.

Compensation is competitive and commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212.