Our client, a global, independent, brokerage and investment-banking firm, is looking to recruit a Senior Compliance Officer in Boston.
The successful candidate for this position will play an active role in the surveillance and regulatory compliance efforts for the firm.
The ideal candidate will have:
- Three - Five years compliance experience;
- Generalist Broker/dealer compliance background;
- Control Room Compliance (Investment banking/Research) a plus but not a requirement.
- Series 7 & 24 preferred;
You will need to possess a strong academic profile, excellent organizational & communication as well as the ability to take initiative and assume responsibility.
This position offers outstanding career progression and development.
Compensation is competitive and commensurate with industry experience.
For more information, please contact Benjamin Ellison on 646 766 1212.