Senior Case Officer

Job Title: Senior Case Officer
Contract Type: Permanent
Location: London
Salary: £70000 - £120000 per annum + Benefits and Bonus
Reference: BBBH14336_1488963448
Contact Name: Joshua Rubin
Contact Email:
Job Published: March 08, 2017 08:57

Job Description


You will join a highly reputable, well known financial services institution which holds a market leading presence in its sector.

Year on year this firm has experienced growth and will offer you a secure, challenging and rewarding working environment.


  • Investigating potential material breaches of rules and companies, largely through correspondence, document analysis and interviews;
  • Investigating complaints from market participants and investors;
  • Preparing reports of factual findings, analysis of breaches of the rules, companies and recommended regulatory, disciplinary and enforcement outcomes
  • Preparation of informal and formal education and guidance, disciplinary action and regulatory sanctions
  • Liaising with regulators and enforcement bodies
  • Providing support and guidance and advice to regulation operations team as required
  • Supervising and managing junior team members


  • Qualified lawyer, solicitor or accountant, ideally with experience working in forensic or investigation teams;
  • Ideally, experience in investigating, preparing case reports and recommending action to senior management
  • Experience in audit and/or litigation would be preferred
  • Previous experience working on financial services legislation is an advantage
  • Strong communication skills is essential

If you feel you have the relevant experience for this newly created opportunity then please apply to have your CV sent to josh.rubin@twentyrecruitment or call 0203 189 4317.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.

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