Regulatory Controls Consultant - Banking - London (Contract)

Job Title: Regulatory Controls Consultant - Banking - London (Contract)
Contract Type: Contract
Location: London
Industry: financial services
Salary: £600
Start Date: ASAP
Contact Name: Hannah Alderson
Job Published: 7 months ago

Job Description

A global investment bank are looking for experienced Regulatory Controllers for a 6 month assignment to support them with ongoing remediation work, focusing mainly on the broker dealer. This role has two headcount and will be remote working.


  • Assessment and recommendation of resolution approaches for outstanding suite of issues impacting regulatory reporting.
  • For specific returns/templates, ensuring reporting remains in accordance with the relevant external reporting requirements.
  • Re-engineer legacy manual processes where required, and ensure modifications remain compliant with corporate end user computer tools (EUCT) standards.
  • Standardising documentation for local regulatory reporting and maintaining the periodic updates and reviews of those documents.
  • Contribution to the planning, testing and implementation of projects and initiatives, which affect the EMEA Controllers and wider finance teams.
  • Able to design and recommend the implementation of effective controls.
  • Building relationships with second and third line of defense teams, and support their validation of the remediation of the outstanding issues.
  • Ensure adherence to the internal Governance and Oversight framework, and compliance with all internal recommendations and guidance.
  • Assist as necessary with daily, monthly & quarterly regulatory reporting required by local regulatory bodies in EMEA region, and to support US regulatory returns submitted by the top of house.  


  • Qualified accountant with strong academic background and degree
  • Extensive experience within regulatory reporting teams
  • Strong knowledge of core regulatory and financial reporting responsibilities and outputs (capital & liquidity, financial & statistical, core financial reporting) for PRA, FCA and EBA (with US reporting advantageous).
  • Strong background of financial services/products
  • Exposure to Wolters Kluwer products (FRS) advantageous