Regulatory Compliance Manager - Investment Bank - London

Job Title: Regulatory Compliance Manager - Investment Bank - London
Contract Type: Permanent
Location: London Bridge
Industry: financial services
Salary: £80k - 90k per year
REF: 23182
Contact Name: Hannah Alderson
Job Published: 16 days ago

Job Description

A global Investment Bank are looking for a qualified accountant to join their Compliance team who provide advisory support to enterprise functions across EMEA. This role will support Finance & Risk functions in meeting their regulatory obligations. It is imperative this person has strong regulatory/ group risk appetite knowledge within an international, matrix style banking environment.


Specifically your responsibilities will include:

  • Advise Finance & Risk functions on forthcoming regulation
  • Act as trusted advisor to the Finance & Risk Functions on all regulatory compliance issues in EMEA, focused on Conduct, Governance, Prudential, and Financial regulatory reporting requirements.
  • Act as an advocate & leader to ensure regulatory change programme impacting Finance Functions are initiated.
  • Escalate issues Finance Functions to Senior Management in EMEA.
  • Advise the Regional Testing team on key risks and priorities for review.
  • Work closely with the Regional Heads of Corporate Treasury, Finance, Tax and Risk.
  • Develop advisory capabilities regarding both UK and European Prudential obligations.
  • Ensuring data requirements are sourced and mapped in accordance with the regulation


To be considered for this job, you will have the following experience: 

  • ACA/ACCA Qualified Accountant or equivalent
  • Big 4 trained (ideally) with experience within consultancy
  • Banking experience
  • Strong Prudential, US, UK and EU regulatory knowledge
  • Experience in regulatory risk/reporting
  • Working as a regulatory consultant to provide technical guidance towards clients Ideally)
  • Effective communication skills/ Stakeholder management