Operations Regulatory Specialist - Banking - London

Job Title: Operations Regulatory Specialist - Banking - London
Contract Type: Permanent
Location: London, England
Salary: £60000.00 - £70000.00 per annum + bonus & benefits
Reference: BBBH18024_1521637223
Contact Name: Anai Patel
Contact Email:
Job Published: March 21, 2018 13:00

Job Description

Twenty are recruiting on behalf of a leading Financial Services Institution who is looking for an Operations specialist to join their Regulatory Control team. The team itself were formed to bring together all the operational functions that look at regulatory related activity across the Business. This position will involve supporting the transaction monitoring and reporting business across multiple regimes and products.


  • Daily monitoring of Front Office activity
  • Transaction reporting flows across FCA/EMIR/MIFID/CSA
  • Resolution of rejections and failures
  • Maintaining issues logs and breaches
  • Reporting of potential regulatory breeches to internal departments
  • Building strong relationships with everyone across the business


  • Middle office/ Trade support experience
  • Good understanding of MIFID transaction reporting
  • Working knowledge of TriOptima, Bloomberg and Fidessa desirable
  • Good knowledge across Operations and trade lifecycle experience required
  • Knowledge of UnaVista and Trax software for transaction reporting desirable