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MIFID 2 Regulatory Operations - Banking - London

Job Title: MIFID 2 Regulatory Operations - Banking - London
Contract Type: Contract
Location: London
Industry:
Salary: £400 - 600 per day
Reference: REG1
Contact Name: Anai Patel
Contact Email: Anai.Patel@twentyrecruitment.com
Job Published: March 31, 2020 09:22

Job Description

Twenty are recruiting on behalf of a leading Investment Bank who are looking for a MIFID 2 SME to join their Regulatory Operations function. You will be owning, controlling and monitoring regulatory obligations which impact the business across the EMEA region starting with MIFID 2 implementation. 

Responsibilities:

  • Oversight of front to back regulatory processes
  • Working with the business daily to ensure tasks are completed
  • Design and production of daily, monthly reporting in line with core reg requirements
  • Working with regulatory text and documenting all processes
  • Monitoring of regulatory controls and reviewing the control environment
  • Quarterly review of processes

Experience:

  • MIFID 2 delivery and implementation experience
  • Knowledge across MIFID essential, EMIR and SFTR knowledge desirable
  • Experience with the regulatory control framework
  • SME across fixed income, rates or FX desirable
  • Knowledge across best execution (RTS 27/28) and algo trading (RTS 6)

My client is willing to consider permanent options and will be flexible with rates/salaries.