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KYC Onboarding Analyst - Wealth Management - London

Job Title: KYC Onboarding Analyst - Wealth Management - London
Contract Type: Contract
Location: London, England
Industry:
Salary: £275 - £375 per day
Reference: BBBH19442_1535452499
Contact Name: Anna Dunne
Contact Email: anna.dunne@twentyrecruitment.com
Job Published: August 28, 2018 11:34

Job Description

A prestigious Wealth Manager is currently seeking an Onboarding Analyst to sit directly within their Front Office team.

Role Responsibilities;

  • Review and assess new clients in line with AML / KYC policy and procedures
  • Monitor clients for potential risk activity in client base, and escalate identified operational and investment risks to senior management
  • Liaise with 2nd Line of Defence for any client onboarding cases that are considered high risk and escalate where appropriate
  • Run in depth review of client documentation and assess Suitability and AML documentation
  • Support and advise the Front office
  • Investigate and Support Suspicious Activity

Role Requirements;

  • Strong knowledge of KYC, Suitability and AML/Source of Wealth
  • Experience in an KYC Onboarding in a Wealth Manager
  • Sound knowledge of UK Regulatory Requirements
  • Confident and Competent with Wealth Management entities such as UHNWIs, HNWIs, Trusts, Funds and SPVs