Internal Controls (SOX), Senior Manager – FinTech – London

Job Title: Internal Controls (SOX), Senior Manager – FinTech – London
Contract Type: Permanent
Location: London
Salary: £100,000
Start Date: ASAP
Contact Name: Eden Olu
Contact Email:
Job Published: September 20, 2021 11:23

Job Description

This global, PE Backed, FinTech are looking for an Internal Controls Senior Manager to lead a brand-new regulatory controls team, building out SOX compliance, risk framework implementation and remediation, reporting into Director of Finance and Controls. The position is a Fixed Term Contract, initially for 6-9 months, with a view to go permanent. Ideally, applicants must be immediately available.


  • Manages the SOX compliance framework as the lead of the regulatory control team to ensure that the internal controls, both manual and system for financial reporting are in alignment with the 2013 COSO Framework
  • Responsible for the on-going management of SOX compliance including managing a team, optimising engagement economics and quality assurance for the program
  • Liaises with external auditors, senior stakeholders, and information technology owners
  • Conduct SOX scoping and risk assessments to minimise and mitigate potential impacts on the design and/or operational effectiveness of controls
  • Identify, evaluate, and monitor the remediation of control failures
  • Produces accurate and concise communication on management reports, SOX status, trends and remediation of deficiencies
  • Highlights overall SOX progress and results in materials prepared for the executive management and audit committee
  • Leads training sessions or focus sessions for the business process and information technology control owners to demonstrate compliance requirements and share hot topics in SOX compliance


  • Degree or equivalent in a Finance, Economics or Mathematics related field
  • Significant experience in risk framework implementation and/or internal audit
  • SOX compliance experience is essential
  • Strong stakeholder management and communications skills
  • Fintech industry experience would be a bonus