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Front Office Compliance Advisory - Financial Services - London

Job Title: Front Office Compliance Advisory - Financial Services - London
Contract Type: Contract
Location: City of London, London
Industry:
Salary: £550 - £650 per day
Start Date: ASAP
Reference: BBBH20949_1552041582
Contact Name: Lauren Stutz
Contact Email: lauren.stutz@twentyrecruitment.com
Job Published: March 08, 2019 10:39

Job Description

THE COMPANY:

Twenty are currently working with a global award winning asset Management Company based in the City. They are looking for an experienced Front Office Compliance Advisory consultant for an initial a 6-month contract to help them with their front office activities. This company has a great culture and growth strategy making this an excellent time to join.

THE JOB:

As the Front Office Compliance Advisory Contractor, you will be providing compliance advice to key front office stakeholders.

Responsibilities:

  • Advising on research provisions in line with the company's policies
  • Advising the firm
  • Investment restriction coding
  • Market abuse surveillance
  • Management of restricted securities controls

YOUR BACKGROUND:

The ideal candidate will have previously worked in an asset management company in a compliance role and done both compliance advisory and guideline monitoring in either Charles River, Blackrock Aladdin, Thinkfolio or similar tool. Ideally you will have knowledge of fixed income and at some point worked on market abuse surveillance. Stakeholder management experience will be key as you will working with the front office.

If you feel you have the relevant experience for this newly created opportunity, please apply to this advert and send your CV to Lauren Stutz at Twenty Recruitment.