Global Bank with an Asset Management Arm is currently looking for a Financial Promotions consultant for a 6 month project to act as a subject matter expert in the team. This role reports to the Head of Distribution.
- Review financial promotions and marketing material that relate to the firms products and services.
- Provide advice and guidance to the firm on the rules to observe when preparing financial promotions and marketing material.
- Enhance the financial promotions approval framework in line with MIFID II and COBS 4 jurisdictional requirements.
- Perform risk based compliance reviews of financial promotions.
The ideal candidate will have been a financial promotions and distribution role previously in an asset management company. The candidate will have knowledge of UCITS, MIFID II and COBS 4 and how they relate to financial promotions. You will also understand both UK and European regulations. You also be a self starter who has excellent stakeholder management skills.
If you feel you have the relevant experience for this newly created opportunity, then please apply to this advert and send your CV to Lauren Stutz at Twenty Recruitment.
Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.