Financial Crime Compliance Testing

Job Title: Financial Crime Compliance Testing
Contract Type: Permanent
Location: London, England
Salary: £70000.00 - £80000 per annum
Reference: BBBH21368_1555608093
Contact Name: Anna Dunne
Contact Email:
Job Published: April 18, 2019 18:21

Job Description

In contrast to many of its competitors, this Investment Bank is one of a few large global institutions that is benefiting from substantial growth across Europe at the moment, making it a very exciting and interesting time to join.

Headcount has increased significantly over the last 5 years as they continue to take market-share and expand operations into new areas. However, they have taken care to ensure their excellent culture has not been affected; staff satisfaction is something at the top of this Investment Bank's agenda, offering an excellent work life balance, down-to-earth culture and a friendly working environment.

Role Requirements

  • Assist with Financial Crime Reviews and Monitoring activity across EMEA
  • Engage with key stakeholders within relevant lines of business and with control function team members (senior compliance and financial crime management, audit and operational risk) to effectively plan their Testing activity
  • Perform financial crime reviews within the relevant lines of business and test system and control effectiveness and design
  • Keep all stakeholders updated of the review progress through formal and face to face updates
  • Formally document review activity and raise findings within Financial Crime Compliance reports and following a quality assurance process
  • Identify issues during testing and monitoring activities within Financial Crime Compliance Reports
  • Assist with the creation of risk based Financial Crime Management Information for senior management

Role Responsibilities

  • Financial Crime testing, monitoring or assurance experience or financial crime internal audit experience is essential
  • Generalist financial crime and regulatory experience, preferably within a financial crime function is essential
  • Working knowledge of the UK / EMEA regulatory environment and how FCA, PRA and regulatory requirements apply to wholesale banking lines of business
  • General understanding of regulatory rules and best practice is desirable
  • Business awareness -understanding of wholesale banking activities and requirements