Compliance Officer - Investment Management - New York

Job Title: Compliance Officer - Investment Management - New York
Contract Type: Permanent
Location: New York
Salary: US$100000.00 - US$140000.00 per annum + bonus
Reference: BBBH14765_1494278968
Contact Name: Ben Ellison
Contact Email:
Job Published: May 08, 2017 22:29

Job Description

Our client, a leading investment manager, is looking for a Compliance Officer in New York. You will be working closely with the CCO.

This role will be responsible for administering and running the compliance program while providing tailored compliance support to the different product lines. The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment.

The ideal candidate must have experience in the private fund compliance field and/or at a regulator handling examinations and regulatory issues. Knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940 is required with CFTC/FINRA/NFA compliance knowledge a plus.

We are seeking a compliance professional with a solid couple years experience (4+ years) who is seeking to take a step up in responsibility. You will need to possess a strong academic profile, excellent organizational & communication skills and the ability to work with moderate supervision. Compensation is competitive and commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212