Compliance Monitoring VP - Investment Bank - London

Job Title: Compliance Monitoring VP - Investment Bank - London
Contract Type: Permanent
Location: London, England
Salary: £70000 - £80000 per annum
Reference: BBBH18597_1537529210
Contact Name: Emily Marmoy-Haynes
Contact Email:
Job Published: September 21, 2018 12:26

Job Description


In contrast to many of its competitors, this Investment Bank is one of a few large global institutions that is benefiting from substantial growth across Europe at the moment, making it a very exciting and interesting time to join.

Headcount has increased significantly over the last 5 years as they continue to take market-share and expand operations into new areas. However, they have taken care to ensure their excellent culture has not been affected; staff satisfaction is something at the top of this Investment Bank's agenda, offering an excellent work life balance, down-to-earth culture and a friendly working environment.


Specifically your responsibilities will include:

  • Assist with compliance reviews & monitoring across Europe
  • Engage with key stakeholders across different business lines and teams, including compliance, audit and operational risk to effectively conduct compliance monitoring
  • Perform compliance reviews and test control effectiveness and design
  • Keep all stakeholders updated of the review progress through formal and face to face updates
  • Document the compliance reviews and raise findings within reports
  • Conduct quality assurance on other compliance reviews
  • Identify issues during monitoring activities and suggest recommendations
  • Assist with the creation of risk based compliance Management Information (MI) for senior management


To be considered for this job, you will have the following experience:

  • Compliance monitoring & testing experience or other compliance experience gained within internal audit is essential
  • Generalist compliance / regulatory knowledge is essential, preferably within a central compliance function
  • Wholesale banking experience from a major global organisation is essential and asset management experience would be highly desirable
  • Knowledge and experience within an EU and Irish regulatory environment
  • Knowledge of the UK / EU regulatory environment and how FCA, PRA and regulatory requirements apply to wholesale banking lines of business is essential
  • Business awareness - understanding of wholesale banking activities and requirements

If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Emily Marmoy-Haynes at Twenty Recruitment.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance, Regulatory Compliance & Operational Risk mandates, both permanent and temporary, across Financial Services, Technology and Energy.