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Compliance Monitoring & Audit VP - Investment Bank - London

Job Title: Compliance Monitoring & Audit VP - Investment Bank - London
Contract Type: Permanent
Location: London, England
Industry:
Salary: £70000 - £80000 per annum
Reference: BBBH17621_1526057552
Contact Name: Emily Marmoy-Haynes
Contact Email: emily.marmoy-haynes@twentyrecruitment.com
Job Published: May 11, 2018 17:52

Job Description

THE BANK

In contrast to many of its competitors, this Investment Bank is one of a few large global institutions that is benefitting from substantial growth across Europe at the moment, making it a very exciting and interesting time to join.

Headcount has increased significantly over the last 5 years as they continue to take market-share and expand operations into new areas. However, they have taken care to ensure their excellent culture has not been affected; staff satisfaction is something at the top of this Investment Bank's agenda, offering an excellent work life balance, down-to-earth culture and a friendly working environment.

THE JOB

Specifically your responsibilities will include:

  • Assist with Compliance Monitoring & Reviews across EMEA
  • Engage with key stakeholders within relevant lines of business and with control function team members (senior compliance management, audit and operational risk) to effectively plan Monitoring activity
  • Perform thematic and desk based reviews within the relevant lines of business, assessing control effectiveness and design
  • Keep all stakeholders updated of the review progress through formal and face to face updates
  • Formally document the compliance reviews and raise findings within compliance reports
  • Assist with the creation of risk based Central Compliance Management Information for senior management

YOUR BACKGROUND

To be considered for this job, you will have the following experience:

  • Compliance Monitoring/Audit or other related experience gained within an internal audit or risk function is essential
  • Generalist compliance / regulatory experience, preferably within a central compliance function
  • Working knowledge of the UK / EMEA regulatory environment and how FCA, PRA and regulatory requirements apply to wholesale banking lines of business
  • General understanding of regulatory rules and best practice is desirable
  • Business awareness - understanding of wholesale banking activities and requirements

If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Emily Marmoy-Haynes at Twenty Recruitment.

Twenty Recruitment's Compliance & Governance function are a team of specialist consultants covering Financial Crime Compliance, Regulatory Compliance & Operational Risk mandates, both permanent and temporary, across Financial Services, Technology and Energy.