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Compliance Monitoring Analyst - Investment Bank - London

Job Title: Compliance Monitoring Analyst - Investment Bank - London
Contract Type: Permanent
Location: London, England
Industry: financial services
Salary: £45000 - £65000 per annum
REF: BBBH19516_1537348949
Contact Name: Emily Marmoy-Haynes
Job Published: 28 days ago

Job Description

THE BANK

In contrast to many of its competitors, this Investment Bank is one of a few large global institutions that is benefiting from substantial growth across Europe at the moment, making it a very exciting and interesting time to join.

Headcount has increased significantly over the last 5 years as they continue to take market-share and expand operations into new areas. However, they have taken care to ensure their excellent culture has not been affected; staff satisfaction is something at the top of this Investment Bank's agenda, offering an excellent work life balance, down-to-earth culture and a friendly working environment.

THE JOB

Specifically your responsibilities will include:

  • Assist with central compliance reviews
  • Engage with stakeholders across the business and with control function team members (senior compliance management, audit and operational risk) to effectively conduct compliance monitoring
  • Perform audit style compliance reviews within the relevant lines of business and assess the effectiveness and design of the controls
  • Keep all stakeholders updated of the compliance review progress through formal and face to face updates
  • Formally document monitoring activity, raise findings within compliance reports and follow a quality assurance process
  • Assist with the creation of risk based Central Compliance Management Information for senior management

YOUR BACKGROUND

To be considered for this job, you will have the following experience:

  • Regulatory Compliance monitoring, testing or audit experience is essential
  • Generalist compliance / regulatory knowledge is essential, preferably within a central compliance function
  • Wholesale banking experience from a major global organisation is essential and asset management experience would be highly desirable
  • Knowledge and experience within an EU and Irish regulatory environment
  • Knowledge of the UK / EU regulatory environment and how FCA, PRA and regulatory requirements apply to wholesale banking lines of business is essential
  • Business awareness - understanding of wholesale banking activities and requirements

If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Emily Marmoy-Haynes at Twenty Recruitment.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.