Compliance Monitoring Analyst - Financial Services - London

Job Title: Compliance Monitoring Analyst - Financial Services - London
Contract Type: Contract
Location: City of London, London
Salary: £350 - £400 per annum
Start Date: ASAP
Reference: BBBH19003_1535988616
Contact Name: Lauren Stutz
Contact Email:
Job Published: September 03, 2018 16:30

Job Description

In contrast to many of its competitors, this US Investment Bank is one of a few large global institutions that is benefiting from substantial growth across Europe at the moment, making it a very exciting and interesting time to join.
Headcount has increased significantly over the last 5 years as they continue to take market-share and expand operations into new areas. However, they have taken care to ensure their excellent culture has not been affected; staff satisfaction is something at the top of this Investment Bank's agenda, offering an excellent work life balance, down-to-earth culture and a friendly working environment.


Specifically your responsibilities will include:

  • Assist with additional EMEA Central Compliance Reviews
  • Engage with key stakeholders within relevant lines of business and with control function team members (senior compliance management, audit and operational risk) to effectively plan their Testing activity
  • Perform reviews within the relevant lines of business and test system and control effectiveness and design
  • Keep all stakeholders updated of the review progress through formal and face to face updates
  • Formally document review activity and raise findings within Compliance reports and following a quality assurance process
  • Identify issues during testing and monitoring activities within Compliance Reports
  • Assist with the creation of risk based Central Compliance Management Information for senior management.
  • The reviews for this project will be focusing on liquidity, tax and GDPR.


To be considered for this job, you will have the following experience:

  • Compliance testing or other related experience gained within an internal audit or other relevant risk function is desirable
  • Experience of doing controls testing and reviews on either liquidity, tax or GDPR.
  • Generalist compliance / regulatory experience, preferably within a central compliance function
  • Working knowledge of the UK / EMEA regulatory environment and how FCA, PRA and regulatory requirements apply to wholesale banking lines of business
  • General understanding of regulatory rules and best practice is desirable
  • Business awareness -understanding of wholesale banking activities and requirements

If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Lauren Stutz Financial Crime Compliance Recruitment Consultant at Twenty Recruitment.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.