Compliance Manager - Financial Services - New York/SanFrancisco

Job Title: Compliance Manager - Financial Services - New York/SanFrancisco
Contract Type: Permanent
Location: New York, USA
Salary: US$100000.00 - US$150000.00 per year + bonus
Reference: BBBH15088_1495733889
Contact Name: Ben Ellison
Contact Email:
Job Published: May 25, 2017 18:38

Job Description

You will be responsible for providing tailored compliance and regulatory support to SEC registered & unregistered investment advisors, broker dealers and CPO/CTAs.

The ideal candidate must have experience in the private fund compliance field and/or broker dealer compliance field and/or at a regulator handling examinations and regulatory issues. Knowledge of the Investment Advisers Act of 1940 is required with CFTC/FINRA/NFA broker dealer compliance a plus. This role offers the opportunity to work on a variety of assignments allowing you to build your compliance knowledge, network and client relationships. No travel required.

For more information, please contact Benjamin Ellison on 646 766 1212