Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: New York, New York
Salary: US$140000.00 - US$160000.00 per annum + bonus
Reference: BBBH13162
Contact Name: Ben Ellison
Contact Email:
Job Published: November 30, 2016 22:38

Job Description

Our client, a leading global investment manager, is looking to recruit a Compliance Manager in New York. This role reports into the CCO.

This newly created role will be responsible for overseeing and monitoring the compliance program on a day-today basis. The position will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment. You will need to possess a strong academic profile, have excellent organizational & communication skills and the ability to work with moderate supervision.

The ideal candidate must have financial services industry experience with direct experience with bank loan and collateralized loan obligations (CLOs). Knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940 is required with CFTC/FINRA/ERISA regulatory knowledge a plus.

Compensation is competitive and commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212 or

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