A global sell-side research firm based in the West End is looking to add an enthusiastic Junior Compliance Consultant to their Compliance & Legal team for an initial 6-month contract.
Twenty is currently partnering with a global sell-side research firm based in London. They are widely recognised and constantly striving for excellence. This role will lie within their Compliance & Legal team and will initially start as a 6-month contract.
As a Compliance Consultant on the sell-side, your role will involve:
- Market abuse monitoring
- Trade surveillance
- Compliance desk reviews
- Best execution monitoring
There is a potential for the role to evolve and for you to get involved in more areas over time.
It is essential for the ideal candidate to have previously worked within the Compliance function of a sell-side research brokerage firm. You should also have working knowledge of the FCA Rulebook, particularly relating to Conduct Risk. You will be engaging and presentable with excellent oral and written communication skills.
If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Mihaela Popova at Twenty Recruitment.
Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.