Case Officer & Legal Associate - Financial Services - London

Job Title: Case Officer & Legal Associate - Financial Services - London
Contract Type: Permanent
Location: London
Salary: £30000 - £50000 per annum + Benefits and Bonus
Reference: BBBH14336_1491316586
Contact Name: Joshua Rubin
Contact Email:
Job Published: April 04, 2017 15:36

Job Description

Extremely exciting and unique opportunity for a law graduate or junior paralegal to work at global exchange based in London. The role will involve investigations, forensics, fraud, reviews, enforcement, document analysis and reports.


You will join a highly reputable, well known financial services institution which holds a market leading presence in its sector. Year on year this firm has experienced growth and will offer you a secure, challenging and rewarding working environment alongside the opportunity to further develop your qualifications.


  • Investigating potential material breaches of rules and companies, largely through correspondence, document analysis and interviews;
  • Investigating complaints from market participants and investors;
  • Preparing reports of factual findings, analysis of breaches of the rules, companies and recommended regulatory, disciplinary and enforcement outcomes
  • Preparation of informal and formal education and guidance, disciplinary action and regulatory sanctions
  • Liaising with other regulators and enforcement bodies such as the FCA;
  • Providing support and guidance and advice to regulation operations team as required
  • Supervising and managing junior team members


  • Graduate in Law or paralegal experience
  • Beneficial to have experience in a legal related role within the financial services, law or consultancy firm
  • Advantageous to have forensic or investigation experience;
  • An understanding of financial services legislation is an advantage
  • Strong communication skills is essential

If you feel you have the relevant experience for this newly created opportunity then please apply to have your CV sent to josh.rubin@twentyrecruitment or call 0203 189 4317.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.