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Case Officer & Legal Associate - Financial Services - London

Job Title: Case Officer & Legal Associate - Financial Services - London
Contract Type: Permanent
Location: London
Industry: financial services
Salary: £30000 - £50000 per annum + Benefits and Bonus
REF: BBBH14336_1491316586
Contact Name: Joshua Rubin
Job Published: 25 days ago

Job Description

Extremely exciting and unique opportunity for a law graduate or junior paralegal to work at global exchange based in London. The role will involve investigations, forensics, fraud, reviews, enforcement, document analysis and reports.

THE FIRM

You will join a highly reputable, well known financial services institution which holds a market leading presence in its sector. Year on year this firm has experienced growth and will offer you a secure, challenging and rewarding working environment alongside the opportunity to further develop your qualifications.

THE JOB

  • Investigating potential material breaches of rules and companies, largely through correspondence, document analysis and interviews;
  • Investigating complaints from market participants and investors;
  • Preparing reports of factual findings, analysis of breaches of the rules, companies and recommended regulatory, disciplinary and enforcement outcomes
  • Preparation of informal and formal education and guidance, disciplinary action and regulatory sanctions
  • Liaising with other regulators and enforcement bodies such as the FCA;
  • Providing support and guidance and advice to regulation operations team as required
  • Supervising and managing junior team members

IDEAL EXPERIENCE

  • Graduate in Law or paralegal experience
  • Beneficial to have experience in a legal related role within the financial services, law or consultancy firm
  • Advantageous to have forensic or investigation experience;
  • An understanding of financial services legislation is an advantage
  • Strong communication skills is essential

If you feel you have the relevant experience for this newly created opportunity then please apply to have your CV sent to josh.rubin@twentyrecruitment or call 0203 189 4317.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.