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Business Assurance Specialist - Wealth Management - London

Job Title: Business Assurance Specialist - Wealth Management - London
Contract Type: Contract
Location: London, England
Industry:
Salary: Up to £0.00 per annum
Start Date: ASAP
Reference: BBBH19579_1536756820
Contact Name: Anna Dunne
Contact Email: anna.dunne@twentyrecruitment.com
Job Published: September 12, 2018 13:53

Job Description


A prestigious Wealth Manager is currently seeking an Assurance Analyst to oversee the onboarding process to ensure that the business is adhering to relevant policies, procedures and regulatory requirements.


Role Responsibilities;

  • Monitor trade documentation and ensure that pre and post trade documentation are in line with regulatory suitability
  • Investigate potential risk associated with new and existing clients
  • Run in depth review of client documentation and assess Suitability and AML documentation
  • Support and advise the Front office
  • Investigate and Support Suspicious Activity

Role Requirements;

  • Strong knowledge of KYC, Suitability and AML/Source of Wealth
  • Experience in an Assurance, Risk, AML or Compliance role in a Wealth Manager
  • Holds Investment Related Level 4 qualification