Business Assurance Specialist

Job Title: Business Assurance Specialist
Contract Type: Contract
Location: London, England
Salary: Up to £300 per day
Reference: BBBH18950_1535730643
Contact Name: Anna Dunne
Contact Email:
Job Published: August 31, 2018 16:50

Job Description

A prestigious Wealth Manager is currently seeking an Assurance Analyst to oversee the onboarding process to ensure that the business is adhering to relevant policies, procedures and regulatory requirements.

Role Responsibilities;

  • Monitor trade documentation and ensure that pre and post trade documentation are in line with regulatory suitability
  • Investigate potential risk associated with new and existing clients
  • Run in depth review of client documentation and assess Suitability and AML documentation
  • Support and advise the Front office
  • Investigate and Support Suspicious Activity

Role Requirements;

  • Strong knowledge of KYC, Suitability and AML/Source of Wealth
  • Experience in an Assurance, Risk, AML or Compliance role in a Wealth Manager
  • Holds Investment Related Level 4 qualification