Business Assurance Analyst

Job Title: Business Assurance Analyst
Contract Type: Permanent
Location: London, England
Salary: Up to £55000.00 per annum
Reference: BBBH21573_1558112575
Contact Name: Anna Dunne
Contact Email:
Job Published: May 17, 2019 18:02

Job Description

A prestigious Wealth Manager is currently seeking a Business Assurance Analyst to oversee the onboarding process. The Business Assurance Analyst will ensure that the Front Office is adhering to relevant policies, procedures and regulatory requirements.

Role Responsibilities;

  • Monitor trade documentation and ensure that pre and post trade documentation are in line with regulatory suitability
  • Investigate potential risk associated with new and existing clients
  • Run in depth review of client documentation and assess Suitability and AML documentation
  • Support and advise the Front office
  • Investigate and Support Suspicious Activity

Role Requirements;

  • Strong knowledge of KYC, Suitability and AML/Source of Wealth
  • Experience in an Assurance, Risk, AML or Compliance role in a Wealth Manager
  • Holds Investment Related Level 4 qualification